SFC Licences of HO Kwong Chak 何光澤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司	RO	2	13 February 2004	27 July 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	4	29 October 2003	01 November 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RO	1	29 October 2003	01 November 2005
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	4	09 September 2003	29 October 2003
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司	RE	1	09 September 2003	29 October 2003
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	4	01 April 2003	17 July 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	01 April 2003	17 July 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	5	01 April 2003	17 July 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	01 April 2003	17 July 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	4	01 April 2003	17 July 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	7	01 April 2003	17 July 2003