SFC Licences of LAW Tak Kuen 羅德權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 2 | 25 May 2005 | 10 July 2023 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 | RE | 2 | 25 May 2005 | 30 November 2005 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 13 May 2005 | 10 July 2023 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 16 December 2003 | 06 July 2004 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 05 September 2003 | 06 July 2004 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 14 May 2003 | 11 May 2005 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 01 April 2003 | 17 April 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 01 April 2003 | 17 April 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 6 | 01 April 2003 | 17 April 2003 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 9 | 01 April 2003 | 17 April 2003 |