SFC Licences of CHEN Lee Yin, Benny 陳利賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 29 April 2008 | 14 June 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 13 March 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 13 March 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |