SFC Licences of CHAU Wing Chi, Jerry 周永志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RE | 1 | 03 September 2018 | |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 16 April 2018 | 13 August 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 17 October 2007 | 31 October 2017 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 01 April 2003 | 23 September 2007 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 4 | 01 April 2003 | 19 June 2003 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 9 | 01 April 2003 | 19 June 2003 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 6 | 01 April 2003 | 19 June 2003 |