SFC Licences of CHAN Shing Cheong 陳成昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 October 2005 | 31 December 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 October 2004 | 31 December 2012 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 05 October 2004 | 27 January 2011 |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 15 March 2004 | 06 May 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 15 March 2004 | 06 May 2004 |
Business Futures Limited 東信期貨有限公司 | RE | 2 | 01 April 2003 | 05 August 2003 |
Business Securities Limited 東信證券有限公司 | RE | 1 | 01 April 2003 | 05 August 2003 |
Business Futures Limited 東信期貨有限公司 | RE | 9 | 01 April 2003 | 14 July 2003 |
Business Futures Limited 東信期貨有限公司 | RE | 5 | 01 April 2003 | 14 July 2003 |
Business Securities Limited 東信證券有限公司 | RE | 9 | 01 April 2003 | 14 July 2003 |
Business Securities Limited 東信證券有限公司 | RE | 6 | 01 April 2003 | 14 July 2003 |
Business Securities Limited 東信證券有限公司 | RE | 4 | 01 April 2003 | 14 July 2003 |