SFC Licences of NOMURA Hiroyuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RO | 4 | 20 October 2009 | 16 April 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 6 | 13 June 2008 | 16 April 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 4 | 13 June 2008 | 16 April 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 2 | 13 June 2008 | 16 April 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 13 June 2008 | 16 April 2011 |