SFC Licences of TANG Lai Kwan 鄧麗群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 09 June 2015 21 December 2015
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 16 September 2010 14 May 2012
Karl-Thomson Securities Company Limited 高信證券有限公司 RE 1 04 February 2009 09 July 2010
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 04 February 2009 09 July 2010
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 24 February 2004 31 January 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 11 September 2003 31 January 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 22 August 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 22 August 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 22 August 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 22 August 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 22 August 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 22 August 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 22 August 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 22 August 2003