SFC Licences of TUNG Nei Chuen, Joan 童妮鑽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 03 July 2023 | |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 03 July 2023 | |
SPS Commodities Limited 新寶城期貨有限公司 | RE | 2 | 01 April 2003 | 30 June 2023 |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 01 April 2003 | 30 June 2023 |
SPS Commodities Limited 新寶城期貨有限公司 | RE | 9 | 01 April 2003 | 23 December 2004 |
SPS Commodities Limited 新寶城期貨有限公司 | RE | 5 | 01 April 2003 | 23 December 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 01 April 2003 | 23 December 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 6 | 01 April 2003 | 23 December 2004 |
SPS Securities Limited 新寶城證券有限公司 | RE | 4 | 01 April 2003 | 23 December 2004 |