SFC Licences of TUNG Nei Chuen, Joan 童妮鑽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Corporate Commodities Limited 協聯期貨有限公司 RE 2 03 July 2023
Corporate Brokers Limited 協聯證券有限公司 RE 1 03 July 2023
SPS Commodities Limited 新寶城期貨有限公司 RE 2 01 April 2003 30 June 2023
SPS Securities Limited 新寶城證券有限公司 RE 1 01 April 2003 30 June 2023
SPS Commodities Limited 新寶城期貨有限公司 RE 9 01 April 2003 23 December 2004
SPS Commodities Limited 新寶城期貨有限公司 RE 5 01 April 2003 23 December 2004
SPS Securities Limited 新寶城證券有限公司 RE 9 01 April 2003 23 December 2004
SPS Securities Limited 新寶城證券有限公司 RE 6 01 April 2003 23 December 2004
SPS Securities Limited 新寶城證券有限公司 RE 4 01 April 2003 23 December 2004