SFC Licences of TSUI Kin Wing 崔健榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 12 April 2011 13 September 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 12 April 2011 13 September 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 04 April 2011 12 April 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 04 April 2011 12 April 2011
Central China International Capital Limited 中州國際融資有限公司 RO 1 05 October 2009 28 February 2011
Central China International Capital Limited 中州國際融資有限公司 RO 6 03 August 2009 28 February 2011
Central China International Capital Limited 中州國際融資有限公司 RE 6 03 August 2009 03 August 2009
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RO 6 17 April 2007 19 July 2008
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RO 4 17 April 2007 19 July 2008
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RO 1 17 April 2007 19 July 2008
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 6 26 March 2007 17 April 2007
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 4 26 March 2007 17 April 2007
Fubon Capital (HK) Limited 富邦融資(香港)有限公司 RE 1 26 March 2007 17 April 2007
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 5 18 October 2005 22 February 2007
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 18 October 2005 22 February 2007
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 29 September 2005 18 October 2005
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 29 September 2005 18 October 2005
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 13 June 2005 22 February 2007
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 6 13 June 2005 22 February 2007
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 June 2005 22 February 2007
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 29 December 2004 13 June 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 4 01 April 2003 10 December 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 01 April 2003 10 December 2004