SFC Licences of YIU Pik Nam 姚璧南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 23 March 2004 | 24 June 2008 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 23 March 2004 | 26 January 2005 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 04 March 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 01 April 2003 | 04 March 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 5 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 12 January 2004 |