SFC Licences of ZEE Regent 徐立群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 26 December 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 26 December 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 01 June 2004
Aisance Asset Management Limited 君達資產管理有限公司 RE 2 01 April 2003 01 June 2004
Aisance Asset Management Limited 君達資產管理有限公司 RE 5 01 April 2003 01 June 2004
Aisance Asset Management Limited 君達資產管理有限公司 RE 9 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 01 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 01 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 01 June 2004