SFC Licences of CHIU Sai Yan 趙世欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 July 2023 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 March 2023 | 30 June 2023 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 1 | 19 November 2019 | 10 February 2023 |
Solomon JFZ (Asia) Holdings Limited 華贏東方(亞洲)控股有限公司 | RO | 1 | 05 December 2018 | 15 November 2019 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 1 | 17 November 2015 | 31 October 2018 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RO | 1 | 28 February 2012 | 17 November 2015 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 1 | 01 April 2003 | 28 February 2012 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 9 | 01 April 2003 | 04 July 2003 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 6 | 01 April 2003 | 04 July 2003 |
Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 4 | 01 April 2003 | 04 July 2003 |