SFC Licences of LING Ping Hung 凌炳雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 02 November 2004 | 04 January 2005 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 02 November 2004 | 04 January 2005 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 06 October 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 06 October 2004 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 03 June 2004 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |