SFC Licences of CHAU Kwok Hung 周國鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 August 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 August 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 20 August 2008 13 September 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 20 August 2008 13 September 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 01 August 2008
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 01 August 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 29 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 29 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 29 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 29 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 29 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003