SFC Licences of COULL Gary William John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RO | 4 | 01 April 2003 | 26 October 2006 |
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 01 April 2003 | 16 October 2006 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 01 April 2003 | 16 October 2006 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 01 April 2003 | 16 October 2006 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 01 April 2003 | 16 October 2006 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 9 | 01 April 2003 | 17 August 2004 |
| CLSA Limited 中信里昂證券有限公司 | RO | 9 | 01 April 2003 | 17 August 2004 |
| CLSA Limited 中信里昂證券有限公司 | RO | 6 | 01 April 2003 | 17 August 2004 |