SFC Licences of WAI Suk Chong, Helena 衛淑莊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 6 | 30 March 2020 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 1, 4 | 15 October 2019 | |
| CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 01 April 2003 | 01 May 2019 |
| CLSA Limited 中信里昂證券有限公司 |
RO | 6, 9 | 01 April 2003 | 17 August 2004 |