SFC Licences of WAI Suk Chong, Helena 衛淑莊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 6 30 March 2020
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1, 4 15 October 2019
CLSA Limited 中信里昂證券有限公司
RO 1, 4 01 April 2003 01 May 2019
CLSA Limited 中信里昂證券有限公司
RO 6, 9 01 April 2003 17 August 2004