SFC Licences of CHAN Yee Man 陳綺文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 10 September 2008 | |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 09 September 2008 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |