SFC Licences of LAI Hok Yin 賴學賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bonus Eventus Securities Limited 博恩證券有限公司 | RO | 1 | 14 September 2023 | |
| Theia Securities Limited 遠源證券有限公司 | RE | 4 | 08 March 2023 | 31 July 2023 |
| Theia Securities Limited 遠源證券有限公司 | RO | 1 | 08 July 2022 | 31 July 2023 |
| Bonus Eventus Securities Limited 博恩證券有限公司 | RO | 1 | 03 November 2015 | 05 July 2022 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RO | 1 | 24 October 2014 | 12 January 2015 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 | RE | 1 | 06 October 2014 | 24 October 2014 |
| Upbest Securities Company Limited 美建證券有限公司 | RO | 1 | 27 November 2012 | 30 September 2014 |
| Upbest Commodities Company Limited 美建期貨有限公司 | RE | 2 | 16 February 2012 | 30 September 2014 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 29 June 2009 | 27 November 2012 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 23 February 2006 | 13 March 2009 |
| CTW Securities Limited 卓越證券有限公司 | RE | 1 | 09 March 2005 | 10 February 2006 |