SFC Licences of LUI To Ming 呂道明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverbricks Securities Company Limited 元庫證券有限公司 RE 1 10 March 2023
Roofer Securities Limited 路華證券有限公司 RE 1 01 April 2003 24 February 2023
Roofer Securities Limited 路華證券有限公司 RE 4 01 April 2003 22 October 2003
Roofer Securities Limited 路華證券有限公司 RE 6 01 April 2003 22 October 2003
Roofer Securities Limited 路華證券有限公司 RE 9 01 April 2003 22 October 2003