SFC Licences of CHAN Wong Kam, Alice 陳旺金
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tian Yuan Finance Limited 天元金融有限公司 | RO | 6 | 01 April 2003 | 27 October 2016 |
Tian Yuan Finance Limited 天元金融有限公司 | RO | 9 | 01 April 2003 | 15 August 2016 |
Tian Yuan Finance Limited 天元金融有限公司 | RO | 4 | 01 April 2003 | 30 June 2016 |
Tian Yuan Finance Limited 天元金融有限公司 | RO | 1 | 01 April 2003 | 30 June 2016 |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 7 | 01 April 2003 | 21 April 2008 |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 1 | 01 April 2003 | |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 4 | 01 April 2003 | |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 6 | 01 April 2003 | |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 9 | 01 April 2003 |