SFC licenceholder AAB575 CHU Wing Kuen, Rocky 朱榮權

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 22 October 2018
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 22 October 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [2] (Dealing in Futures Contracts) 27 October 2003 12 October 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [1] (Dealing in Securities) 01 April 2003 12 October 2018
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 12 December 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [4] (Advising on Securities) 01 April 2003 20 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 20 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 13 October 2003