SFC Licences of KOO Tze Ling, Jacqueline 顧志翎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse AG | 9 | 22 November 2017 | ||
Credit Suisse AG | 4 | 22 November 2017 | ||
Credit Suisse AG | 1 | 22 November 2017 | ||
Julius Baer (Hong Kong) Limited | RO | 9 | 14 February 2011 | 31 December 2011 |
Julius Baer (Hong Kong) Limited | RE | 4 | 21 September 2010 | 31 December 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 21 September 2010 | 31 December 2011 |
LGT Investment Management (Asia) Limited | RO | 9 | 14 May 2008 | 17 June 2010 |
LGT Investment Management (Asia) Limited | RO | 4 | 14 May 2008 | 17 June 2010 |
LGT Investment Management (Asia) Limited | RO | 1 | 14 May 2008 | 17 June 2010 |
LGT Investment Management (Asia) Limited | RE | 9 | 24 November 2005 | 14 May 2008 |
LGT Investment Management (Asia) Limited | RE | 4 | 24 November 2005 | 14 May 2008 |
LGT Investment Management (Asia) Limited | RE | 1 | 24 November 2005 | 14 May 2008 |