SFC Licences of ISMAIL Akbar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 January 2005 | 31 July 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 28 December 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |