SFC Licences of HO Shuk Yin 何淑賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPS Securities Limited 新寶城證券有限公司 RE 1 04 May 2007 28 April 2023
Beta International Securities Limited 貝塔國際證券有限公司 RE 1 01 April 2003 02 May 2007
Beta International Securities Limited 貝塔國際證券有限公司 RE 9 01 April 2003 06 February 2004
Beta International Securities Limited 貝塔國際證券有限公司 RE 4 01 April 2003 06 February 2004
Beta International Securities Limited 貝塔國際證券有限公司 RE 6 01 April 2003 06 February 2004