SFC Licences of LEE Kim Po 李劍波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 | RE | 1 | 12 January 2009 | 09 March 2009 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 30 January 2008 | 05 January 2009 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 13 October 2006 | 03 May 2007 |
| Beijing Securities Limited 北京證券有限公司 | RE | 1 | 03 January 2005 | 30 April 2006 |
| Promising Securities Company Limited 昌盛證券有限公司 | RE | 1 | 02 January 2004 | 29 December 2004 |
| Promising Securities Company 昌盛證券公司 | RE | 1 | 01 April 2003 | 02 January 2004 |
| Promising Securities Company 昌盛證券公司 | RE | 4 | 01 April 2003 | 04 August 2003 |
| Promising Securities Company 昌盛證券公司 | RE | 6 | 01 April 2003 | 04 August 2003 |
| Promising Securities Company 昌盛證券公司 | RE | 9 | 01 April 2003 | 04 August 2003 |