SFC Licences of LO Ka Lok, Steve 盧家樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | 2 | 15 February 2005 | 28 June 2019 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | 2, 5 | 01 April 2003 | 28 June 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 01 April 2003 | 28 June 2019 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | 9 | 01 April 2003 | 03 June 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4, 6 | 01 April 2003 | 28 June 2008 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | 7 | 01 April 2003 | 24 January 2005 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 7, 9 | 01 April 2003 | 24 January 2005 |