SFC Licences of LO Ka Lok, Steve 盧家樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 15 February 2005 28 June 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5 01 April 2003 28 June 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2003 28 June 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 9 01 April 2003 03 June 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 6 01 April 2003 28 June 2008
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 7 01 April 2003 24 January 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 7, 9 01 April 2003 24 January 2005