SFC Licences of TONG Yuk Sun 唐玉臣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Caitong International Securities Co., Limited 財通國際證券有限公司	RE	1	05 May 2022
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司	RE	1	07 January 2009	08 April 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	29 November 2004	10 December 2008
Nomura Securities (Hong Kong) Limited	RE	1	01 April 2003	10 December 2008
Nomura Futures (Hong Kong) Limited	RE	2	01 April 2003	10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	10 December 2008
Nomura Securities (Hong Kong) Limited	RE	9	01 April 2003	18 November 2004
Nomura Securities (Hong Kong) Limited	RE	4	01 April 2003	18 November 2004
Nomura Futures (Hong Kong) Limited	RE	9	01 April 2003	18 November 2004
Nomura Futures (Hong Kong) Limited	RE	5	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	18 November 2004
Nomura Securities (Hong Kong) Limited	RE	6	01 April 2003	18 November 2004