SFC Licences of LUI Chi Fai 呂志輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 October 2007 | 06 April 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 01 August 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 01 August 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |