SFC Licences of SO Chi Ming, Jimmy 蘇志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Plouton Asset Management Limited 弘富資產管理有限公司 | RO | 9 | 11 May 2023 | |
| Select Investment Services Limited 弘富投資服務有限公司 | RO | 4 | 02 October 2015 | |
| Select Investment Services Limited 弘富投資服務有限公司 | RO | 1 | 02 October 2015 | |
| Tianda Securities Limited 天大証券有限公司 | RE | 1 | 24 June 2014 | 30 September 2015 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 19 February 2010 | 13 June 2014 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 26 November 2003 | 26 November 2009 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 26 November 2003 | 26 November 2009 |