SFC Licences of FAURE Adrian Hendrik 霍哲仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 03 November 2009 01 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 7 03 November 2009 01 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 03 November 2009 01 June 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 03 November 2009 01 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 4 18 July 2005 01 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 23 May 2005 18 July 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RO 4 17 March 2004 25 April 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 01 April 2003 17 March 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 01 April 2003 13 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 01 April 2003 13 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司 RE 9 01 April 2003 13 January 2004