SFC Licences of FAURE Adrian Hendrik 霍哲仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | 1 | 03 November 2009 | 01 June 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 7 | 03 November 2009 | 01 June 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 03 November 2009 | 01 June 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 November 2009 | 01 June 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 18 July 2005 | 01 June 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 May 2005 | 18 July 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 17 March 2004 | 25 April 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 17 March 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 13 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 13 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |