SFC licenceholder AAB946 TANG Chin Ping 鄧展平

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 13 March 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE [1] (Dealing in Securities) 03 August 2009 05 September 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 26 March 2004 25 July 2009
Roofer Securities Limited 路華證券有限公司 RE [1] (Dealing in Securities) 15 October 2003 04 March 2004
Promising Securities Company 昌盛證券公司 RE [1] (Dealing in Securities) 01 April 2003 15 October 2003
Promising Securities Company 昌盛證券公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 14 October 2003