SFC licenceholder AAB991 MAK Ka Lam, Louisa 麥嘉琳

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 31 August 2012
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 31 August 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE [3] (Leveraged Foreign Exchange Trading) 23 December 2003 22 July 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 22 July 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE [1] (Dealing in Securities) 01 April 2003 22 July 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 03 December 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 03 December 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 02 September 2003