SFC Licences of WU Lap Heung 胡腊香

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 May 2020 11 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 May 2020 11 February 2021
Victory Securities Company Limited 勝利證券有限公司 RE 2 08 October 2019 16 October 2019
Victory Securities Company Limited 勝利證券有限公司 RE 1 08 October 2019 16 October 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 31 December 2018 22 May 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 31 December 2018 22 May 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 12 July 2017 17 December 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 12 July 2017 17 December 2018
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 30 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 30 June 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 24 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 24 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 24 September 2003