SFC Licences of TANG Tak Nam 鄧德南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JW Capital Limited RE 9 29 April 2015 31 July 2020
Merrill Lynch (Asia Pacific) Limited RE 4 08 November 2011 28 May 2012
Merrill Lynch Far East Limited RE 2 22 September 2010 28 May 2012
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 28 May 2012
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 22 September 2010
Merrill Lynch Far East Limited RE 1 01 April 2003 22 April 2005
Merrill Lynch Far East Limited RE 6 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 25 January 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 25 January 2005
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Far East Limited RE 9 01 April 2003 25 January 2005
Merrill Lynch Far East Limited RE 4 01 April 2003 25 January 2005