SFC Licences of COCKELL Janny 郭珍妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Arete Capital Asia Limited | RE | 9 | 31 December 2020 | 04 September 2023 |
JW Capital Limited | RE | 9 | 22 September 2017 | 05 December 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 November 2011 | 25 May 2013 |
Merrill Lynch Far East Limited | RE | 2 | 10 September 2010 | 25 May 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 25 May 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 10 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |