SFC Licences of YAM Shun Hung 任順鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 16 February 2007 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 28 June 2006 | |
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 1 | 01 April 2003 | 09 June 2006 |
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 4 | 01 April 2003 | 16 January 2004 |
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 6 | 01 April 2003 | 16 January 2004 |
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 9 | 01 April 2003 | 16 January 2004 |