SFC Licences of LAI Yin King 黎燕琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 August 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 March 2007
Sinofortune Securities Limited 華億證券有限公司 RE 1 03 October 2006 17 March 2007
GT Capital Limited 高富金融有限公司 RE 1 07 September 2006 30 September 2006
GT Capital Limited 高富金融有限公司 RE 9 10 July 2006 18 August 2006
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 4 01 April 2003 02 July 2006
Pegasus Fund Managers Limited 東驥基金管理有限公司 RE 9 01 April 2003 02 July 2006