SFC Licences of MAU Ying Yuen 繆英源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 2, 5 28 October 2014 19 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 4 29 April 2014 19 July 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RO 9 29 April 2014 19 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 27 March 2014 29 April 2014
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 9 27 March 2014 29 April 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 5, 9 23 August 2013 15 March 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 02 April 2009 15 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 04 May 2007 15 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 4, 9 01 April 2003 15 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 6, 7 01 April 2003 24 January 2005