SFC licenceholder AAC256 TSANG Wai Lam 曾偉霖

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 29 January 2013
Yu On Securities Company Limited 裕安證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 15 December 2012
Yu On Securities Company Limited 裕安證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 06 October 2003
Yu On Securities Company Limited 裕安證券有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 03 July 2003