SFC Licences of CHAN Kevin Kwok Keung 陳國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YWL Asset Management Limited 裕威龍資產管理有限公司 RO 9 11 September 2019 07 April 2021
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 RO 9 25 July 2016 03 August 2018
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 RO 4 25 July 2016 03 August 2018
Topaz Capital Management Limited 瑭明資本管理有限公司 RO 9 11 February 2014 31 May 2016
Frontier Capital Management Limited 方達資本管理有限公司 RO 9 15 November 2011 07 February 2012
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 15 November 2011 07 February 2012
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 15 November 2011 07 February 2012
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 RO 4 23 February 2011 08 June 2011
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 RO 1 23 February 2011 08 June 2011
SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 RE 9 23 February 2011 08 June 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 2 15 December 2009 22 April 2010
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 9 17 September 2007 01 June 2009
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 5 17 September 2007 01 June 2009
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 4 17 September 2007 01 June 2009
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 9 29 December 2006 30 July 2007
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RO 4 29 December 2006 30 July 2007
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 9 02 February 2005 22 May 2006
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 5 02 February 2005 22 May 2006
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 4 02 February 2005 22 May 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 06 April 2004 31 January 2005
BOCI Securities Limited 中銀國際證券有限公司 RE 1 06 April 2004 31 January 2005