SFC Licences of CHAU Wai Ming 周偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 07 July 2008 | |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 30 August 2007 | 30 June 2008 |
| Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 03 November 2005 | 18 August 2007 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 09 March 2004 | 01 November 2005 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 6 | 01 April 2003 | 08 March 2004 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 9 | 01 April 2003 | 08 March 2004 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 01 April 2003 | 08 March 2004 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 01 April 2003 | 08 March 2004 |