SFC Licences of LAU Chi Chiu, Marcus 劉志超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 27 May 2020 | 28 August 2021 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 27 May 2020 | 28 August 2021 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 27 May 2020 | 28 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 April 2014 | 20 September 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 April 2014 | 20 September 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 October 2012 | 04 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 October 2012 | 04 October 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 16 August 2010 | 05 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 16 August 2010 | 05 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 16 August 2010 | 05 September 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 12 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 08 July 2006 | 12 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 08 July 2006 | 12 May 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 08 July 2006 | 19 February 2010 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 08 June 2006 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 08 June 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 08 June 2006 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 04 February 2005 |