SFC Licences of MAK Chak Hung 麥澤鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Global Prosperity Financial Company Limited 環球富盛理財有限公司 RO 9 16 November 2022
Global Prosperity Financial Company Limited 環球富盛理財有限公司 RO 4 16 November 2022
Global Prosperity Financial Company Limited 環球富盛理財有限公司 RO 1 16 November 2022
Tongfang Securities Limited 同方證券有限公司 RO 9 17 July 2015 30 September 2022
Tongfang Securities Limited 同方證券有限公司 RO 4 17 July 2015 30 September 2022
Tongfang Securities Limited 同方證券有限公司 RO 1 17 July 2015 30 September 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 9 23 April 2014 17 July 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 4 23 April 2014 17 July 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 23 April 2014 17 July 2015
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 22 January 2014 23 April 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 11 December 2012 01 March 2013
ABCI Asset Management Limited 農銀國際資産管理有限公司 RO 9 18 October 2012 01 March 2013
RO 4 19 April 2010 14 October 2011
RO 9 18 August 2009 14 October 2011
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 9 29 May 2008 14 November 2008
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 08 January 2007 14 November 2008
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 05 June 2006 14 November 2008
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 05 June 2006 13 June 2006
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 11 May 2006 05 June 2006
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 27 July 2005 17 January 2006
VC Asset Management Limited 滙盈資產管理有限公司 RO 9 13 January 2005 05 July 2005
VC Asset Management Limited 滙盈資產管理有限公司 RO 4 13 January 2005 05 July 2005
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 01 April 2003 01 October 2003
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 5 01 April 2003 01 October 2003
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 6 01 April 2003 01 October 2003
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 01 April 2003 01 October 2003