SFC Licences of LAU King Yuen 劉敬元

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huayu Securities Limited 華裕證券有限公司 RO 4 29 October 2020
Huayu Securities Limited 華裕證券有限公司 RO 1 29 October 2020
Huayu Securities Limited 華裕證券有限公司 RE 1 24 September 2020 29 October 2020
Rifa Futures Limited 日發期貨有限公司 RO 2 07 February 2018 31 August 2020
Rifa Securities Limited 日發證券有限公司 RO 1 07 February 2018 31 August 2020
Rifa Futures Limited 日發期貨有限公司 RE 2 15 November 2017 07 February 2018
Rifa Securities Limited 日發證券有限公司 RE 1 15 November 2017 07 February 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 31 July 2008 30 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 31 July 2008 30 June 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 16 July 2008 31 July 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 16 July 2008 31 July 2008
Aisance Asset Management Limited 君達資產管理有限公司 RO 2 09 December 2003 21 June 2008
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 08 December 2003 21 June 2008
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 08 December 2003 21 June 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 08 December 2003 21 June 2008
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 08 December 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 08 December 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 08 December 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 06 December 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 06 December 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 06 December 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 06 December 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 06 December 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 06 December 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 06 December 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 06 December 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 21 July 2003