SFC Licences of SHEA Kwok Hing, Patrick 佘國興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanston Financial Group Limited
RO 1, 4 18 September 2020
Sanston Investment (HK) Limited
RO 9 18 September 2020
Sanston Financial Group Limited
RE 4 07 September 2020 18 September 2020
Sanston Investment (HK) Limited
RE 9 07 September 2020 18 September 2020
Blackhorn Wealth Management Limited 晉羚財富管理有限公司
RO 4, 9 22 August 2019 31 July 2020
Blackhorn Wealth Management Limited 晉羚財富管理有限公司
RE 4, 9 02 July 2019 22 August 2019
Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司
RO 4, 9 15 November 2018 10 May 2019
Sanston Investment (HK) Limited
RO 9 05 December 2017 09 November 2018
Sanston Financial Group Limited
RO 4 14 July 2017 09 November 2018
Sanston Financial Group Limited
RO 1 28 December 2015 09 November 2018
Fulbright Securities Limited 富昌證券有限公司
RE 1 20 May 2015 06 November 2015
Fulbright Futures Limited 富昌期貨有限公司
RE 2 20 May 2015 06 November 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 1, 2 28 March 2014 15 May 2015
Metro Capital Securities Limited 美高證券有限公司
RE 1 05 May 2009 24 March 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 12 February 2009 29 April 2009
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 12 February 2009 29 April 2009
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
RE 2 03 December 2008 25 December 2008
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 1 11 November 2008 25 December 2008
Times Securities Company Limited 時代證券有限公司
RE 1 07 November 2007 10 September 2008
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 2 09 October 2007 13 October 2007
Funderstone Securities Limited
RE 1 16 March 2007 21 September 2007
Funderstone Futures Limited
RE 2 16 March 2007 21 September 2007
China Tonghai Securities Limited 中國通海證券有限公司
RE 2 26 October 2004 01 March 2007
China Tonghai Securities Limited 中國通海證券有限公司
RE 1 01 March 2004 01 March 2007
Quam Futures Limited 華富嘉洛期貨有限公司
RE 2 01 March 2004 31 January 2006
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 20 October 2003 25 February 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 October 2003 25 February 2004
Wing On Cheong China Development Company Limited 永安祥中國發展有限公司
RE 2, 5, 7, 9 01 April 2003 16 August 2003
Wing On Cheong Securities Company Limited 永安祥證券有限公司
RE 1, 4, 6, 7, 9 01 April 2003 16 August 2003