| Institution |
Role |
Licences |
Start date |
End date |
Sanston Financial Group Limited
|
RO |
1, 4 |
18 September 2020 |
|
Sanston Investment (HK) Limited
|
RO |
9 |
18 September 2020 |
|
Sanston Financial Group Limited
|
RE |
4 |
07 September 2020 |
18 September 2020 |
Sanston Investment (HK) Limited
|
RE |
9 |
07 September 2020 |
18 September 2020 |
Blackhorn Wealth Management Limited 晉羚財富管理有限公司
|
RO |
4, 9 |
22 August 2019 |
31 July 2020 |
Blackhorn Wealth Management Limited 晉羚財富管理有限公司
|
RE |
4, 9 |
02 July 2019 |
22 August 2019 |
Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司
|
RO |
4, 9 |
15 November 2018 |
10 May 2019 |
Sanston Investment (HK) Limited
|
RO |
9 |
05 December 2017 |
09 November 2018 |
Sanston Financial Group Limited
|
RO |
4 |
14 July 2017 |
09 November 2018 |
Sanston Financial Group Limited
|
RO |
1 |
28 December 2015 |
09 November 2018 |
Fulbright Securities Limited 富昌證券有限公司
|
RE |
1 |
20 May 2015 |
06 November 2015 |
Fulbright Futures Limited 富昌期貨有限公司
|
RE |
2 |
20 May 2015 |
06 November 2015 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司
|
RE |
1, 2 |
28 March 2014 |
15 May 2015 |
Metro Capital Securities Limited 美高證券有限公司
|
RE |
1 |
05 May 2009 |
24 March 2014 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
|
RE |
2 |
12 February 2009 |
29 April 2009 |
KGI Asia Limited 凱基證券亞洲有限公司
|
RE |
1 |
12 February 2009 |
29 April 2009 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
|
RE |
2 |
03 December 2008 |
25 December 2008 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
|
RE |
1 |
11 November 2008 |
25 December 2008 |
Times Securities Company Limited 時代證券有限公司
|
RE |
1 |
07 November 2007 |
10 September 2008 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
1, 2 |
09 October 2007 |
13 October 2007 |
Funderstone Securities Limited
|
RE |
1 |
16 March 2007 |
21 September 2007 |
Funderstone Futures Limited
|
RE |
2 |
16 March 2007 |
21 September 2007 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
2 |
26 October 2004 |
01 March 2007 |
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
1 |
01 March 2004 |
01 March 2007 |
Quam Futures Limited 華富嘉洛期貨有限公司
|
RE |
2 |
01 March 2004 |
31 January 2006 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
|
RE |
2 |
20 October 2003 |
25 February 2004 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RE |
1 |
20 October 2003 |
25 February 2004 |
Wing On Cheong China Development Company Limited 永安祥中國發展有限公司
|
RE |
2, 5, 7, 9 |
01 April 2003 |
16 August 2003 |
Wing On Cheong Securities Company Limited 永安祥證券有限公司
|
RE |
1, 4, 6, 7, 9 |
01 April 2003 |
16 August 2003 |