SFC Licences of COOK Stuart Harrington
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 4 | 03 October 2018 | 15 February 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 June 2011 | 17 April 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 07 June 2011 | 03 February 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 07 June 2011 | 03 February 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 08 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 08 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |