SFC Licences of FU Yiu Man, Peter 符耀文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
VC Asset Management Limited 滙盈資產管理有限公司 | RO | 9 | 21 November 2018 | 31 October 2023 |
VC Brokerage Limited 滙盈證券有限公司 | RO | 4 | 21 November 2018 | |
VC Asset Management Limited 滙盈資產管理有限公司 | RE | 9 | 01 December 2016 | 21 November 2018 |
VC Capital Limited 滙盈融資有限公司 | RE | 6 | 01 December 2016 | 10 August 2018 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 December 2016 | 01 December 2016 |
VC Brokerage Limited 滙盈證券有限公司 | RO | 1 | 01 December 2016 | |
CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 02 February 2007 | 20 October 2013 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 23 October 2006 | 07 December 2006 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 1 | 23 October 2006 | 07 December 2006 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 23 June 2006 | 23 October 2006 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 1 | 23 June 2006 | 23 October 2006 |
CNI Global Capital Limited 中國北方環球資本有限公司 | RO | 6 | 05 February 2004 | 01 January 2006 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 05 February 2004 | 01 January 2006 |
Optima Capital Limited 創越融資有限公司 | RO | 6 | 05 February 2004 | 20 May 2004 |