SFC Licences of CHIU Ka Wah 招家驊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JT Capital Asset Management Limited 凱庫資產管理有限公司 | RE | 9 | 29 October 2018 | |
Core Capital Securities Limited 凱匯資本證券有限公司 | RO | 1 | 03 August 2017 | |
Core Capital Securities Limited 凱匯資本證券有限公司 | RE | 1 | 08 June 2017 | 03 August 2017 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RO | 4 | 13 December 2011 | 23 February 2017 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RO | 1 | 13 December 2011 | 23 February 2017 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 4 | 18 May 2010 | 15 August 2011 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RO | 1 | 18 May 2010 | 15 August 2011 |
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RO | 4 | 26 June 2007 | 15 August 2011 |
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RO | 1 | 20 August 2003 | 15 August 2011 |