SFC Licences of WU Tse Wai, Frederick 吳子惠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha Financial Group Limited 首盛資本集團有限公司 RO 6 28 December 2021 30 September 2022
Alpha Financial Group Limited 首盛資本集團有限公司 RO 1 28 December 2021 30 September 2022
Alpha Financial Group Limited 首盛資本集團有限公司 RE 6 01 December 2021 28 December 2021
Alpha Financial Group Limited 首盛資本集團有限公司 RE 1 01 December 2021 28 December 2021
Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 RO 6 13 June 2019 02 August 2021
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RE 1 13 June 2019 02 August 2021
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 6 08 December 2009 15 April 2019
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 4 08 December 2009 15 April 2019
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 1 08 December 2009 15 April 2019
Beijing Capital Partners Limited 北京資本有限公司 RO 9 27 February 2006 03 August 2018
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 4 15 August 2005 17 February 2009
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 6 27 May 2005 17 February 2009
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 1 27 May 2005 17 February 2009
MacKinsey Financial Management Limited 默建事財務管理有限公司 RE 9 20 September 2004 07 February 2005
MacKinsey Financial Management Limited 默建事財務管理有限公司 RE 4 20 September 2004 07 February 2005
MacKinsey Financial Management Limited 默建事財務管理有限公司 RO 9 04 February 2004 20 September 2004
MacKinsey Financial Management Limited 默建事財務管理有限公司 RO 4 04 February 2004 20 September 2004
First Asia Finance Group Limited 第一亞洲金融集團有限公司 RO 6 24 October 2003 04 February 2004
Charles Schmitt & Associates Limited RO 9 01 April 2003 24 October 2003
Charles Schmitt & Associates Limited RO 4 01 April 2003 24 October 2003