SFC Licences of CHAN Siu Ning 陳兆寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Fruit Tree Securities Limited 果樹證券有限公司	RO	1	14 January 2019
Fruit Tree Securities Limited 果樹證券有限公司	RE	1	28 November 2018	14 January 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	16 November 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 November 2016	16 November 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 November 2016	02 October 2017
Phoenix Capital Securities Limited 英明證券有限公司	RO	2	03 July 2006	08 October 2016
Phoenix Capital Securities Limited 英明證券有限公司	RO	1	01 April 2003	08 October 2016
Phoenix Capital Futures Limited 英明期貨有限公司	RO	2	01 April 2003	03 July 2006
Phoenix Capital Securities Limited 英明證券有限公司	RO	9	01 April 2003	21 January 2005
Phoenix Capital Futures Limited 英明期貨有限公司	RO	5	01 April 2003	21 January 2005
Phoenix Capital Futures Limited 英明期貨有限公司	RO	9	01 April 2003	21 January 2005
Phoenix Capital Securities Limited 英明證券有限公司	RO	6	01 April 2003	21 January 2005
Phoenix Capital Securities Limited 英明證券有限公司	RO	4	01 April 2003	21 January 2005